Final Questionnaire
Please solve the questions below. Upon answering 80% of the questions correctly, you will be redirected to download your certificate.
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In which banks do employees have the right to elect one third of the members of the supervisory board?
How does the Compliance Department fulfill its tasks?
Which requirements must a member of the supervisory board of a CRR-institute of "significant importance" meet according to Sec. 25d KWG?
Please select 3 correct answers
How do the special accounting rules for financial institutions come about?
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How does the Supervisory Board behave in a compliant manner?
How does the supervisory board optimally check the functionality of the internal control system (ICS)?
Who controls the so-called "Institutions of significant importance"?
What are the main differences between a supervisory board and an executive board in the german dualistic management system?
Please select 2 correct answers
Which are the main contents of the Institutsvergütungsverordnung (Institute Remuneration Ordinance)?
Which of these committees are mandatory in the supervisory body of an institute of "significant importance"?
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What is evaluated in the Supervisory Review and Evaluation Process (SREP)?
Please select 4 correct answers
BaFin requires an SREP surcharge of 0.25-0.5% additional equity because the minimum requirements for corporate governance are not met. What can you do in the supervisory board to prevent or reverse an SREP surcharge?
What applies to the purchase of insurance against the personal liability of supervisory board members?
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What are sustainability risks?
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What is subject of the Institutsvergütungsverordnung ( Institute Remuneration Ordinance)?
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A derivative is a financial instrument...
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What is evaluated in the Supervisory Review and Evaluation Process (SREP)?
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At what level of shareholding in a credit institution is a company subject to control by BaFin?
What does compliance at credit institutions involve?
Please select 3 correct answers