Final Questionnaire

Please solve the questions below. Upon answering 80% of the questions correctly, you will be redirected to download your certificate.

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What requirements must a member of the supervisory board of a CRR institute of "significant importance" meet according to Section 25d KWG?

Please select 3 correct answers

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At what level of shareholding in a credit institution is a company subject to control by BaFin?

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What does compliance at credit institutions involve? Which statements are correct?

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What applies to the purchase of insurance against the personal liability of supervisory board members?

Please select 2 correct answers

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How do the special accounting rules for financial institutions come about?

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Who controls the so-called "significant" institutions?

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Which of these committees must be formed by the supervisory board of a CRR institute of "considerable importance"?

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How does the Compliance Department fulfill its tasks?

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A derivative is a financial instrument...

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BaFin requires an SREP surcharge of 0.25-0.5% additional equity because the minimum requirements for corporate governance are not met. What can you do in the supervisory board to prevent or reverse an SREP surcharge?

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What is evaluated in the Supervisory Review and Evaluation Process (SREP)?

Please select 4 correct answers

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How does the Supervisory Board behave in a compliant manner?

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Final Questionnaire
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