Final Questionnaire

Please solve the questions below. Upon answering 80% of the questions correctly, you will be redirected to download your certificate.

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How does the Supervisory Board behave in a compliant manner?

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At what level of shareholding in a credit institution is a company subject to control by BaFin?

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Which requirements must a member of the supervisory board of a CRR-institute of "significant importance" meet according to Sec. 25d KWG?

Please select 3 correct answers

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How do the special accounting rules for financial institutions come about?

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Who controls the so-called "Institutions of significant importance"?

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What applies to the purchase of insurance against the personal liability of supervisory board members?

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A derivative is a financial instrument...

Please select 2 correct answers

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How does the Compliance Department fulfill its tasks?

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What does compliance at credit institutions involve?

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Which are the main contents of the Institutsvergütungsverordnung (Institute Remuneration Ordinance)?

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What is evaluated in the Supervisory Review and Evaluation Process (SREP)?

Please select 4 correct answers

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What are sustainability risks?

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BaFin requires an SREP surcharge of 0.25-0.5% additional equity because the minimum requirements for corporate governance are not met. What can you do in the supervisory board to prevent or reverse an SREP surcharge?

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What is subject of the Institutsvergütungsverordnung ( Institute Remuneration Ordinance)?

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What is evaluated in the Supervisory Review and Evaluation Process (SREP)?

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Which of these committees are mandatory in the supervisory body of an institute of "significant importance"?

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In which banks do employees have the right to elect one third of the members of the supervisory board?

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How does the supervisory board optimally check the functionality of the internal control system (ICS)?

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What are the main differences between a supervisory board and an executive board in the german dualistic management system?

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Final Questionnaire
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