Final Questionnaire

Please solve the questions below. Upon answering 80% of the questions correctly, you will be redirected to download your certificate.

Good Luck!

0%

How do the special accounting rules for financial institutions come about?

Please select 3 correct answers

Correct! Wrong!

Who controls the so-called "significant" institutions?

Correct! Wrong!

What is evaluated in the Supervisory Review and Evaluation Process (SREP)?

Please select 4 correct answers

Correct! Wrong!

What does compliance at credit institutions involve? Which statements are correct?

Please select 3 correct answers

Correct! Wrong!

What requirements must a member of the supervisory board of a CRR institute of "significant importance" meet according to Section 25d KWG?

Please select 3 correct answers

Correct! Wrong!

What applies to the purchase of insurance against the personal liability of supervisory board members?

Please select 2 correct answers

Correct! Wrong!

How does the Compliance Department fulfill its tasks?

Please select 2 correct answers

Correct! Wrong!

BaFin requires an SREP surcharge of 0.25-0.5% additional equity because the minimum requirements for corporate governance are not met. What can you do in the supervisory board to prevent or reverse an SREP surcharge?

Correct! Wrong!

A derivative is a financial instrument...

Please select 2 correct answers

Correct! Wrong!

How does the Supervisory Board behave in a compliant manner?

Correct! Wrong!

Which of these committees must be formed by the supervisory board of a CRR institute of "considerable importance"?

Please select 3 correct answers

Correct! Wrong!

At what level of shareholding in a credit institution is a company subject to control by BaFin?

Correct! Wrong!

Final Questionnaire
Almost!
Look up the questions you missed and retry anytime!
Well done!