Which of these committees must be formed by the supervisory board of a CRR institute of "considerable importance"?
Please select 3 correct answers
Correct!Wrong!
A derivative is a financial instrument...
Please select 2 correct answers
Correct!Wrong!
What does compliance at credit institutions involve? Which statements are correct?
Please select 3 correct answers
Correct!Wrong!
Who controls the so-called "significant" institutions?
Correct!Wrong!
How do the special accounting rules for financial institutions come about?
Please select 3 correct answers
Correct!Wrong!
BaFin requires an SREP surcharge of 0.25-0.5% additional equity because the minimum requirements for corporate governance are not met. What can you do in the supervisory board to prevent or reverse an SREP surcharge?
Correct!Wrong!
How does the Supervisory Board behave in a compliant manner?
Correct!Wrong!
How does the Compliance Department fulfill its tasks?
Please select 2 correct answers
Correct!Wrong!
At what level of shareholding in a credit institution is a company subject to control by BaFin?
Correct!Wrong!
What applies to the purchase of insurance against the personal liability of supervisory board members?
Please select 2 correct answers
Correct!Wrong!
What requirements must a member of the supervisory board of a CRR institute of "significant importance" meet according to Section 25d KWG?
Please select 3 correct answers
Correct!Wrong!
What is evaluated in the Supervisory Review and Evaluation Process (SREP)?
Please select 4 correct answers
Correct!Wrong!
Final Questionnaire
Almost!
Look up the questions you missed and retry anytime!
Well done!
This website uses cookies to improve your experience. We'll assume you're ok with this, but you can opt-out if you wish. Cookie settingsACCEPT
Privacy & Cookies Policy
Privacy Overview
This website uses cookies to improve your experience while you navigate through the website. Out of these cookies, the cookies that are categorized as necessary are stored on your browser as they are essential for the working of basic functionalities of the website. We also use third-party cookies that help us analyze and understand how you use this website. These cookies will be stored in your browser only with your consent. You also have the option to opt-out of these cookies. But opting out of some of these cookies may have an effect on your browsing experience.
Necessary cookies are absolutely essential for the website to function properly. This category only includes cookies that ensures basic functionalities and security features of the website. These cookies do not store any personal information.
Any cookies that may not be particularly necessary for the website to function and is used specifically to collect user personal data via analytics, ads, other embedded contents are termed as non-necessary cookies. It is mandatory to procure user consent prior to running these cookies on your website.